Daniel (Dan) Harley


V.P. Compliance Consulting

Kroll, LLC


Daniel (“Dan”) Harley is V.P. Compliance Consulting at Kroll, LLC. He was most recently Chief Compliance Officer at Channing Capital Management, LLC. Mr. Harley has over 12 years of investment management experience. Previously, Mr. Harley held the position of Manager, Investment Operations at Channing, where he was responsible for the day-to-day oversight of the firm’s operations and process improvement. Prior to joining Channing, Mr. Harley was formerly Director of Trading & Quantitative Analyst at Keel Asset Management LLC. (“Keel”), where he was a principal employee responsible for overseeing the firm’s middle- and back-office processes, and equity trade execution. Prior to Keel, Mr. Harley was an Equity Trader with the Kenwood Group and a Floor Specialist on the Chicago Stock Exchange (CHX). Mr. Harley received a B.A. in Economics from Lake Forest College and a MSc. in Business Information Technology from DePaul University’s School of Computing. He currently is a member of the National Society of Compliance Professionals.


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