National Futures Association
Dale Spoljaric currently is a Managing Director with National Futures Association where he helps oversee the compliance department’s examination, investigation, financial surveillance, and risk management programs. Prior to his current role, Mr. Spoljaric was US Head of Agency Derivative Services Compliance at Barclays Capital Inc. where he led a team of compliance professionals covering futures, cleared swaps, and FX prime brokerage, in addition to providing subject matter expertise on regulatory topics including client money, customer protections, and financial reporting. He also spent time as a Control Officer with JP Morgan Securities in the F&O and Cleared OTC Operations group. He began his career in the futures industry with Chicago Mercantile Exchange as an auditor for its Designated Self Regulatory Organization function. Mr. Spoljaric earned a Bachelor of Science degree with a double major in Accounting and Information Technology from Marquette University in Milwaukee, Wisconsin. He’s also a registered CPA in Illinois and Certified Fraud Examiner.