Chuck Daly


Partner

Constellation Advisers


Chuck Daly leads Constellation’s team on all regulatory and compliance engagements. He has extensive experience working with traditional and alternative investment managers on regulatory compliance requirements, structures and programs, ongoing compliance monitoring, testing protocols and the management and coordination of regulatory exams and reviews. Prior to Constellation, Chuck was the Head of Regulatory and Compliance Services at JPMorgan Chase Bank where he led a team of 54 professionals that provided fund administration, regulatory, and post-trade compliance support for investment company, investment advisory and pension plan clients. He also served as the CCO and Counsel at Ironwood Investment Management, Senior Regulatory Counsel at BISYS Fund Services and was an Associate at Goodwin Procter. Chuck received his JD/MBA (magna cum laude) from Syracuse University and his Bachelors at The American University. He is a member of the ABA and is admitted in The Commonwealth of Massachusetts.


Related Sessions

View full schedule