Chief Counsel, Asset Management Group
Chih-Pin Lu is Chief Counsel for the Asset Management Group of Raymond James Financial, Inc., headquartered in St. Petersburg, Florida. He routinely deals with corporate, regulatory, and compliance issues related to the firm’s institutional asset management, retail investment advisor, investment company, and hedge fund businesses and affiliates. Prior to joining Raymond James, Mr. Lu was a securities transactions and litigation attorney in private practice, and Senior Counsel (Enforcement) with the U.S. Securities and Exchange Commission’s Southeast Regional Office. During his tenure with the SEC, he received an appointment as a Special Assistant United States Attorney. Formerly, he represented clients in complex financial fraud cases as an Assistant Federal Public Defender. Mr. Lu graduated from Tufts University (1986) and received his law degree from Boston College Law School (1991).