Carolyn Kasky

CCO and FinOp | Founder and Managing Member

Hannon Armstrong Securities LLC | Compliance Support Services, LLC

Ms. Kasky is the CCO and FinOp, Hannon Armstrong Securities LLC a small investment bank based in Annapolis Maryland. She is responsible for the development and implementation of a comprehensive program to manage compliance with firm policies and procedures as well as applicable regulatory requirements both from a transactional and financial perspective.

As the founder and managing member of Compliance Support Services LLC, a consultancy offering compliance services for small limited-purpose broker dealers, her more than 25 years of compliance consulting, project management, customer service, technical writing and business analysis experience position her to provide rock solid regulatory compliance services to her clients.

She holds the Certified Securities Compliance Professional (CSCP) designation from NSCP, and the Certified Anti‐Money Laundering Specialist (CAMS) designation from the Association of Certified Anti‐Money Laundering Specialists (ACAMS). Ms. Kasky holds the Series 7, 24, 28, 79 and 99 FINRA licenses. Ms. Kasky has been an active member of NSCP since 2007 having served as past Chair of both the Publication and Strategic Planning Committees; a frequent speaker at NSCP National Conferences as well as author of several articles for the NSCP Currents publication; and currently serving on the NSCP Board of Directors.

Related Sessions

View full schedule

Quick Links

For More Information, Contact Us:

(860) 672-0843