SVP/Executive Director/Chief Compliance Officer
Sterling Capital Management LLC
Brian joined Sterling Capital Management LLC in 2014 as an Executive Director and Chief Compliance Officer for Sterling Capital Management LLC and Sterling Capital Funds. He is also a Senior Vice President for BB&T. He has investment experience since 1983 and he brings over 32 years of experience with the vast majority of which has been in regulatory and compliance related functions. Prior to joining Sterling, he worked with TIAA-CREF where he was Chief Compliance Officer and Director for the Institutional Client Services and Asset Management Organization. Selected prior experience includes Wachovia, Northwestern Mutual, AIG, the United States Securities and Exchange Commission, the US Commodity Futures Trading Commission, Deloitte and the New York Stock Exchange, Inc. Brian is a graduate of Fordham University where he received his BS in Public Accounting. He is a graduate of the FINRA Institute-Wharton Certificate Program. Brian brings an extensive track record of constructing and managing comprehensive compliance operations that enable diverse companies to efficiently navigate through a highly regulated, extremely competitive institutional, asset management, trust and wealth management marketplace providing in-depth knowledge to address law and compliance issues with special expertise in the Investment Adviser and Investment Companies Acts of 1940; Securities Act of 1933; Securities Exchange Act of 1934 and Trust Indenture Act of 1939.