Bill Hayden


Chief Compliance Officer

KBCM


Bill Hayden is the Chief Compliance Officer for KBCM. Before joining Key in 2013, Bill was the Director of FINRA’s Office of Emerging Regulatory Issues, where he helped the SRO identify trends in the financial industry and assess the impact on regulatory policy. Prior to his time at FINRA, Bill held a number of senior compliance positions at Wachovia Capital Markets, including Chief Compliance Officer for Corporate Investment Banking. Bill is a former branch chief/staff attorney in the SEC’s Office of Compliance Inspections and Examinations (OCIE). Prior to his work in the industry, Bill was a criminal prosecutor in Maryland and served as an intelligence officer in the U.S. Navy. He holds a law degree from the University of Baltimore School of Law and an undergraduate degree from Miami University in Oxford, Ohio.


Related Sessions

View full schedule