Barbara Boehler

Director of Programming

Compliance Week

Barbara joined Compliance Week as Director of Programming in 2018 with over 17 years’ experience in the financial services sector, where she had developed, monitored and assessed both broker-dealer and investment advisor firms’ ethics and compliance programs. She formerly served as Securities SME at Wolters Kluwer Financial Services, global chief compliance officer for Arete Research, a limited-purpose, FINRA-registered broker/dealer specializing in equity research. Boehler also held compliance roles at Fidelity Investments, JP Morgan Invest, Standish Mellon Asset Management, and Babson Capital Management. Boehler teaches “Compliance Practice Skills Seminar” at Suffolk University Law School and Boston University Law School in Boston. Boehler holds a BA from Suffolk University, a JD from Suffolk University Law School, and an LL.M. from Boston University School of Law.

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