Anthony (Tony) Cavallaro

Head of Regulatory Services and Fraud Oversight

Robinhood Financial

Anthony Cavallaro is the Head of Regulatory Services and Fraud Oversight at Robinhood Financial LLC. His responsibilities include supervising the regulatory response area, complaint reporting unit, and the licensing and registration area. Prior to joining Robinhood, Mr. Cavallaro sent 24 years as a regulator at the NYSE and most recently FINRA. He was a senior vice president and the head of the Central Review Group of FINRA’s Office of Fraud Detection and Market Intelligence where he was responsible for managing two units that reviewed and investigated regulatory filings, complaints and other matters received regarding possible violations of SEC and FINRA rules and regulations. Mr. Cavallaro was also a vice president in the Member Regulation Department and served in the Enforcement Department of FINRA. Prior to FINRA, Mr. Cavallaro was a vice president at the NYSE and managed a group of attorneys and staff who investigated possible violations of NYSE rules and Federal Securities Laws. Prior to joining the NYSE, Mr. Cavallaro was an Assistant District Attorney in the New York County District Attorney’s Office where he was responsible for investigating and prosecuting various criminal matters including white-collar cases. Mr. Cavallaro was an adjunct instructor for the National White Collar Crime Center, received his law degree from St. John’s University School Law and a B.S. in finance from Fordham University, College of Business Administration. He is a military veteran and retired with the rank of major after 20 years of service in the US Army Reserve.

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