Alissa (Lisa) Robinson


Senior Director, Membership Application Program

FINRA


Lisa Robinson serves as a Senior Director, FINRA, Membership Application Program group, where she works directly with industry professionals, entrepreneurs and innovators on a wide range of topics, including compliance and regulatory issues, unique/novel products and business models, and platforms. She offers insight to both internal and external constituents with a focus on policy, risk assessment, mitigation and collaboration. In addition, Ms. Robinson liaises with government agencies on a wide range of topics impacting the broker-dealer community. Moreover, she oversees the application, surveillance and examination program for FINRA Funding Portal members. She is also a member of FINRA’s Digital Asset Policy group. Ms. Robinson is a Certified Regulatory and Compliance Professional™ (CRCP™). She is a past participant in FINRA Excellence in Management Program @ Wharton and is a recent graduate of Harvard Kennedy School of Executive Education, Women and Power.


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