Prior to joining Figure, Rory spent four years as a compliance consultant with Treliant. At Treliant, Rory primarily worked with online lending companies, assisting over 25 fintech companies with building compliance programs, conducting annual compliance audits, and responding to state and federal regulatory agencies.
As Senior Director of Compliance at Figure, Rory oversees the building of the compliance management system, including policies and procedures; monitoring and testing; training; complaint handling; change management; corrective action; and risk assessments. He is leveraging technology and working collaboratively across business units to build risk management system to ensure compliance with applicable state and federal regulations.
Rory graduated from Brown University in 2008 with a Bachelor of Arts in International Relations: Political Economy and Development.