8a. BD – Understanding, Building and Testing Compliance Controls


In this session participants will learn the theory behind what is and isn’t a control. The panel will discuss control design, implementation, and testing. There will also be consideration of what constitutes a weak or broken control, and what to do about it.
Advanced Preparation: None
Pre-requisites for participation: None
Learning Objectives:
• What is a control?
• How do preventative, detective and remedial controls differ?
• How do you test a control?
• What do you do when a control is weak, broken or non-existent?

Panel                        Program Level: Intermediate Date: October 22, 2019 Time: 3:45 pm - 5:00 pm Karen Steighner Paul Tolley