8a. ALL – Know Your Vendors: Third Party Due Diligence, Oversight & Governance

This session will explore the importance of having adequate, current, and relevant due diligence, oversight & governance programs designed to monitor and manage interactions with a wide variety of vendors – including both affiliated and unaffiliated. Panelists will explore best practices regarding managing third party risk from implementation and initiation of the relationship throughout its lifecycle.
Learning Objectives:
• Analyze and assess regulatory, reputational, and on-going business risks and their potential impact on governance programs
• Discuss considerations for maintaining the integrity of an established oversight and governance program and mitigating conflicts that may arise including immediate notification of material breaches and/or system failures.
• Understand the considerations and potential pitfalls for oversight & governance programs with affiliated service providers
• Discuss the importance of robust oversight & governance programs and the consequences of not maintaining the program, including relevant enforcement cases

Sponsored by


Intermediate                        Program Level: Panel Date: November 9, 2021 Time: 3:30 pm - 4:45 pm Jim McWeeney Alberta Roberts Gwen Weithaus

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