7e. BD/MA – Regulatory Exams: Best Preparation (Basic)

In this basic session, attendees will learn how to best prepare for a regulatory exam, including reviewing exam priorities, recent request lists, interview tips, records production, tracking, and when and how to respond to prospective findings and deficiencies. The speakers will discuss case studies and hypothetical situations, offering suggestions and best practices.

Learning Objectives:

  • Understand the various examination types and regulatory objectives
  • Learn how high-risk representatives and activities will impact examinations
  • Discuss best practices for managing the examination process and the use of external resources (i.e. consultants, attorney?s, tech support, etc.)
  • Identify when, and when not, to address findings with examiners


Sponsored by:

Basic                        Program Level: Date: October 20, 2020 Time: 2:00 pm - 3:15 pm Brandon Klerk Kathy VanNoy-Pineda

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