7b. ALL – FCPA and Other Fraud Concerns (Advanced)
Join us as we explore how the shared enforcement authority of the SEC and the DOJ works to expose and penalize acts of corporate bribery and fraudulent financial activity. Attendees will gain insight into developing policies and procedures vital to addressing the types of corruption covered under the U.S Foreign Corrupt Practice Act (FCPA).
- Review recent cases involving notable violations of the Anti-Bribery and/or Accounting provisions of the FCPA
- Discuss the hallmarks of an effective compliance program including codes of conduct, due diligence, internal audits, risk assessments, incentives, and discipline
- Address the necessity of commitment from senior management and a clearly articulated policy against corruption
- Discuss effective training methods for achieving the desired firm culture and creating knowledgeable employees, and the importance of continuing education