7a. ALL – Lessons in Cybersecurity from 2020: Regulatory Expectations


The Covid-19 pandemic has spawned a massive migration to work-from-home models and significant growth in online market participation. The objective of this session is to help compliance officers understand the increased cybersecurity risks and how to mitigate them in light of relevant regulatory expectations and guidance.
Learning Objectives:
• Understand the current threat environment and considerations for enhanced controls
• Discuss financial regulators’ expectations for cybersecurity, including incident reporting, vendor management and managing internal risks
• Explore key security concepts and controls applicable to work-from-home models
• Address governance issues and the optimal role for compliance in cybersecurity

Intermediate                        Program Level: Panel Date: November 9, 2021 Time: 2:00 pm - 3:15 pm

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