12d. ALL – Implementing a Compliance Calendar (Intermediate)
Many tasks in compliance are periodic and compliance calendars are a useful tool to make sure procedures are being executed. This session will show you how to create and customize a compliance calendar tailored to your firm’s policies and procedures.
- Learn the roles of the calendar in your compliance program
- Map the compliance calendar to your compliance program for effective results
- Explore the advantages of automated calendars
- Discuss how to use calendars that are integrated with comprehensive compliance software