12e. IC – Investment Company Issues and Trends (Advanced)


In this advanced session, experienced fund compliance professionals will share how they are addressing certain key investment company topics and challenges.

Learning Objectives:

  • Discuss current hot topics (i.e., fair valuation proposal; derivatives rulemaking; COVID post mortem and future pivots)
  • Discuss best practices for new and emerging strategies (i.e., ESG Funds and adequacy of disclosures)
  • Discuss the evolution of the role of the Chief Compliance Officer and the Fund Boards
  • Exchange best practices and hear about what other firms are doing that works

Advanced                        Program Level: Date: October 21, 2020 Time: 3:45 pm - 5:00 pm Leslie Cruz J. Christopher Jackson

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