12e. IC – Investment Company Issues and Trends (Advanced)
In this advanced session, experienced fund compliance professionals will share how they are addressing certain key investment company topics and challenges.
- Discuss current hot topics (i.e., fair valuation proposal; derivatives rulemaking; COVID post mortem and future pivots)
- Discuss best practices for new and emerging strategies (i.e., ESG Funds and adequacy of disclosures)
- Discuss the evolution of the role of the Chief Compliance Officer and the Fund Boards
- Exchange best practices and hear about what other firms are doing that works