5c. ALL – FinTech & RegTech Innovations (Intermediate)

The rapid evolution of technological capabilities presents a challenge to compliance programs that do not consider these innovations and risk falling behind. In this session, industry professionals will discuss fundamental principles underlying RegTech and FinTech, and how they can be applied in the compliance context. They will discuss some examples of illustrative use cases and the underlying technologies, and how these solutions can add value to a compliance program.

Learning Objectives:

  • Understand the new technologies driving FinTech and RegTech solutions, including machine learning, artificial intelligence, and natural language processing
  • Considering how these developments may affect the roles of compliance officers today and in the future
  • Identifying the factors in a decision to implement a new technology solution versus maintaining existing compliance processes
  • Gaining deeper understanding as to how certain solutions could be valuable to portions of your compliance program


Sponsored by:

Intermediate                        Program Level: Date: October 20, 2020 Time: 10:00 am - 11:15 am Nick Losurdo Charles Senatore

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