4g. IC Forum – Investment Companies Issues


In this advanced forum, experienced fund compliance professionals will discuss and share how they are addressing certain key investment company topics.
Advanced Preparation: None
Pre-requisites for participation: No prerequisites are required
Learning Objectives:
• Discuss current hot topics (the impact of the liquidity rule, fees and expense disclosures, etc.)
• Discuss the challenges of Side by Side Management of Funds with other vehicles (separate accounts, pools, etc.)
• Discuss Fund Board Oversight Evolution.
• Attendees will also be able to submit additional discussion topics during the registration process

Forum                        Program Level: Advanced Date: October 21, 2019 Time: 3:45 pm - 5:00 pm Steven Lofchie Philip Wellman