4b. BD/IA – Marketing & Providing Services to Clients Outside the U.S. (Intermediate)
This session will provide general marketing, regulatory and legal considerations when expanding your business into global markets or providing cross-border services. This session will also cover current regulatory hot topics in certain foreign markets.
- Obtain insights on the do?s and don?ts when traveling outside the United States to visit with prospects and clients
- Discuss private placements to foreign residents in Europe and Asia
- Understand reverse solicitation and potential pitfalls when relying on it
- Learn how to develop rules of the road for the business team and how to monitor compliance therewith
Date: October 19, 2020
Time: 3:45 pm - 5:00 pm