4b. BD/IA – Marketing & Providing Services to Clients Outside the U.S. (Intermediate)


This session will provide general marketing, regulatory and legal considerations when expanding your business into global markets or providing cross-border services. This session will also cover current regulatory hot topics in certain foreign markets.

Learning Objectives:

  • Obtain insights on the do?s and don?ts when traveling outside the United States to visit with prospects and clients
  • Discuss private placements to foreign residents in Europe and Asia
  • Understand reverse solicitation and potential pitfalls when relying on it
  • Learn how to develop rules of the road for the business team and how to monitor compliance therewith

 

Sponsored by:

Intermediate                        Program Level: Date: October 19, 2020 Time: 3:45 pm - 5:00 pm Rebecca Leon

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(860) 672-0843 info@nscp.org