4a. ALL – Insider Trading Regulatory Perspectives


Attendees will learn about recent insider trading-related court decisions, national and local enforcement priorities and trends, and best practices for corporate compliance and avoiding enforcement actions.

Learning Objectives:

  • Hear about the surveillance, identification and controls of trading activity
  • Learn how best to respond to problematic trading activity
  • Navigate third party relationships with consultants and strategic business partners
  • Analyze recent cases, law developments and trends

 

Sponsored by:

Intermediate                        Program Level: Date: October 19, 2020 Time: 3:45 pm - 5:00 pm Kit Addleman Sam Draddy Dan Kahl Carolyn Welshhans

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(860) 672-0843 info@nscp.org