4a. ALL – Developments in ESG Investing


As climate risk and other ESG developments continue to be a focus area for investors and the capital markets, it is important for compliance professionals to ensure their firms align these initiatives with their fiduciary duty and the evolving regulatory framework. This session will include a discussion on ways to best implement and manage ESG investing at your firm.
Learning Objectives:
• Review the unique due diligence and reporting requirements for ESG Data Providers, Advocacy Organizations (i.e., UNPRI, TCFD, etc.), and your clients and prospects
• Discuss ESG performance reporting and how to measure impact
• Review the evolution of the current regulatory framework, including ESG disclosure requirements
• Discuss best practices, conflicts of interests, and risks associated with ESG investments

Intermediate                        Program Level: Panel Date: November 8, 2021 Time: 3:30 pm - 4:45 pm

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