3f. BD/IA – Dual Registrants- Medium to Large Firms Talk Group


This interactive group discussion will focus on issues that are relevant to BD /IA dual registrants of medium to large firms. Attendees are encouraged to share their experiences and learnings within this talk group. This session is not eligible for continuing education credits.

Intermediate                        Program Level: Talk Group Date: November 8, 2021 Time: 2:00 pm - 3:15 pm

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