3c. ALL – Data Privacy Regulations and Trends (Intermediate)


This session will provide an overview of key developments in data privacy laws and regulations that impact the financial services industry. The panel will discuss new requirements, keys to understanding carve-outs and exemptions, and trends impacting the industry across state, federal, and international arenas.

Learning Objectives:

  • Highlight key developments in laws and regulations: Reg S-P, FINRA rules, GDPR, U.S. state statutory requirements, including the CCPA
  • Consider what trends are impacting the privacy landscape with a focus on state privacy law momentum
  • Follow the developing conversation around a federal privacy law
  • Examine recent enforcement actions related to US laws and GDPR and take away learnings for managing risk

Intermediate                        Program Level: Date: October 19, 2020 Time: 2:00 pm - 3:15 pm Jeffrey Holik Caitlin Roth Klein

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