3b. ALL – Ethical Best Practices: Taking Tone at the Top to a Crescendo


This panel will discuss the need to periodically reevaluate and assess senior management’s dedication to providing firm personnel with the motivation and tools to be and stay compliant.
Learning Objectives:
• Establish and reinforce a culture of compliance in your firm; branding the company
• Integrate compliance personnel and embedding ethical standards throughout the organization
• Manage news and social networks; continually reinforce civil discourse and behavioral acceptability in these days of social media bombardment.
• Oversee educational programs and discussion groups for better communications

Sponsored by

Intermediate                        Program Level: Panel Date: November 8, 2021 Time: 2:00 pm - 3:15 pm Deborah Lamb Paul Murdock Craig Watanabe

Quick Links

For More Information, Contact Us:

(860) 672-0843 info@nscp.org