Attendees will discuss how to best prepare for a regulatory exam, including reviewing recent request lists, interview tips, record productions and responding to findings and deficiencies.
Advanced Preparation: None
Pre-requisites for participation: No prerequisites are required
• Examine key preparation tips (Document Request Letter and preparing for the opening meeting)
• When and how can you limit what documents you provide
• Who will be interviewed and who should attend
• Discuss past exam experiences including the exit interview and deficiency letter response