1e. PF – Legal and Compliance Issues for Private Funds


This panel will discuss the various ways in which private funds are structured and the legal and compliance issues unique to each structure. Discussions will Include an overview of the key regulatory issues and legislative initiatives related to offering and the operation of a private fund.
Learning Objectives:
• Understand the various ways in which private funds are structured along with jurisdictional considerations.
• Learn potential conflicts of interests and other material compliance issues associated with different types of private fund structures, including side-by-side funds, master-feeder funds, and fund of funds.
• Identify material compliance issues associated with co-investment vehicles.
• Review recent and prospective legislative initiatives that could impact private funds and prospective investors.

Sponsored by

Intermediate                        Program Level: Panel Date: November 8, 2021 Time: 10:00 am - 11:15 am Adán Araujo Michele (Mitch) Gibbons Ted McCutcheon

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