1a. ALL – Data Privacy Regulations and Trends

This session will provide an overview of key developments in data privacy laws and regulations that impact the financial services industry. The panel will discuss new requirements, keys to understanding carve-outs and exemptions, and trends impacting the industry across state, federal, and international arenas.
Learning Objectives:
• Highlight key developments in laws and regulations: Reg S-P, GDPR, U.S. state statutory requirements, including the CCPA
• Consider what trends are impacting the privacy landscape with a focus on the intersection between state and federal regulations
• Discuss typical policies, procedures and internal controls designed to comply with privacy regulations
• Examine recent enforcement actions related to US laws and GDPR and takeaways for managing risk

Sponsored by


Intermediate                        Program Level: Panel Date: November 8, 2021 Time: 10:00 am - 11:15 am Karen Aavik Pamela (Pam) Gelormini Jo-Ellyn Sakowitz Klein




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