10c. ALL – ERISA: Recent Developments and Hot Topics


The Department of Labor issued a flood of regulations and guidance in the last half of 2020. With a new Administration in the White House, we can expect more changes. This session will provide an update on recent developments, key areas of DOL enforcement, and the latest in ERISA litigation.
Learning Objectives:
• Discuss the latest DOL regulations and guidance impacting ERISA plans and their advisers, such as ESG, proxy voting, and pooled employer plans
• Understand why and how the DOL may investigate your firm
• Get the latest on ERISA litigation and how these cases could impact your compliance efforts
• Discuss compliance considerations for Pooled Employer Plans

Intermediate                        Program Level: Panel Date: November 10, 2021 Time: 10:30 am - 11:30 am Tonia Bottoms David Kaleda Chih-Pin Lu

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