10b. ALL – Insider Trading Trends and Evolving Compliance Best Practices

Attendees will learn from industry experts about ongoing insider trading enforcement actions, trends and best practices for compliance professionals. Learn how to build and grow a better insider trading program.
Learning Objectives:
• Enhance existing frameworks of supervisory controls and surveillance to help identify and prevent insider trading
• Discuss recent enforcement cases and lessons learned
• Navigate best practices using expert networks and other consultants
• How to build a better insider trading compliance program (testing, training and reviews)

Sponsored by

Intermediate                        Program Level: Panel Date: November 10, 2021 Time: 10:30 am - 11:30 am Jena Bjornson Jeff R. Blumberg Tito Pombra

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For More Information, Contact Us:

(860) 672-0843 info@nscp.org