Attendees will learn from industry experts and regulators about ongoing insider trading enforcement actions, trends and best practices for compliance professionals. Learn how to build and grow a better insider trading program.
Learning Objectives:
• Enhance existing frameworks of supervisory controls and surveillance to help identify and prevent insider trading
• Discuss recent enforcement cases and lessons learned
• Navigate best practices using expert networks and other consultants
• How to build a better insider trading compliance program (testing, training and reviews)