2020 National Sponsorship Opportunities


Contact:
Plamen Petkov
Business Development Manager
(860) 419-5006
plamen@nscp.org

Become an NSCP National Conference Sponsor

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These sessions are no longer available:

  • 1a. IA/IC - Regulatory Review

  • 1b. BD - Creating Effective Oversight Structures for Broker-Dealers

  • 1c. PF - Legal and Compliance Issues for Private Fund Structures

  • 1d. ALL - Managing Your Code of Ethics

  • 2b. IC - Navigating Your Mutual Fund Compliance Program

  • 2c. ALL - The Roles of Compliance During Corporate Change

  • 2d. BD - Annual Testing & Review of Business

  • 2e. ALL - Cultural Intelligence and Bias

  • 2f. BD - Field Audit Program

  • 3a. BD - Regulatory Review

  • 3b. IA/PF - Understanding the SEC's Proposed Advertising Rules

  • 3d. ALL - Diversity & Inclusion Considerations for Compliance

  • 3f. IA/IC - Exchange-Traded Products

  • 4a. ALL - Insider Trading Regulatory Perspectives 

  • 4b. BD/IA - Marketing & Providing Services to Clients Outside the U.S.

  • 4e. IA - Evolving Custody Responsibilities Lab

  • 5a. BD - Enforcement Issues

  • 5b. IA - Creating Effective Oversight Structures for Investment Advisers

  • 5c. ALL - FinTech & RegTech Innovations

  • 5d. ALL - When Legal & Ethical Considerations Collide

  • 5e. ALL - Performing Robust Testing of Policies & Procedures Lab

  • 6b. BD/IA - State Fiduciary and Best Interest Regulations

  • 6c. ALL - Current Issues in Cybersecurity

  • 6f. IA/IC/PF - Trading Compliance Issues

  • 7c. ALL - Expanding the Table: Advancing Women in Compliance

  • 7e. BD/MA - Regulatory Exams: Best Preparation

  • 8a. IA/IC/PF - Enforcement Issues

  • 8d. ALL - Artificial Intelligence and Crowdsourcing

  • 8e. ALL - Practical Solutions for Small Firms

  • 9a. BD/IA - Institutional Conflicts of Interest

  • 9c. ALL - Fundamentals of Anti-Money Laundering

  • 9d. PF - Adviser Act Compliance for PF Managers: Beyond Theory, Into Practice

  • 9e. BD - Trade and Ownership Reporting Requirements

  • 10c. ALL - Building a Strong Culture of Compliance & Ethics

  • 10d. ALL - Internal Risks: Due Diligence Processes

  • 10e. IA/IC/PF - Regulatory Exams: Best Preparation

  • 11a. ALL - Small Firm Decisions: Outsource or Automate?

  • 11b. Compliance's Role in ESG Investing and Corporate Engagement

  • 11c. BD/MA - Advertising in an Effective and Compliant Manner

  • 12a. BD/IA - Lessons Learned from Implementing Reg BI

  • 12d. ALL - Implementing a Compliance Calendar


Please select your top 12 choices by holding down the CTRL key. Your final sessions are dependant upon your selected package, full payment and the order in which both are fully met.
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Please select your top 6 choices by holding down the CTRL key. Your final pages are dependant upon your selected package, full payment and the order in which both are fully met.
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(860) 672-0843 info@nscp.org