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2019 NSCP National Conference
| Session Name | CPE Field of Study | Credits |
| 1a. BD – Regulatory Review (OPEN) | Advanced | |
| 1b. IA/IC/PF – The 2020 GIPS Standards | Advanced | |
| 1c. IC – Investment Company Compliance 101 | Advanced | |
| 1d. ALL – Anti-corruption, Bribery & Fraud Issues | Basic | |
| 1e. ALL Lab – Compliance’s Role in ESG Investing and Corporate Engagement | Intermediate | |
| 1f. IA/PF Lab – When is an Advertisement Deemed to be Misleading? | Intermediate | |
| 1g. MA Forum – Exam Prep & Best Practices | Intermediate | |
| 1h. ALL Talk Group – New & Prospective NSCP Members | Intermediate | |
| 2a. IA/IC/PF – Regulatory Review (OPEN) | Intermediate | |
| 2b. BD – Creating Effective Supervision Structures | Intermediate | |
| 2c. ALL – When Legal and Ethical Considerations Collide | Intermediate | |
| 2d. ALL – Small Firm Decisions: Outsource or Automate? | Basic | |
| 2e. BD Lab – Annual Review of Business | Basic | |
| 2f. MA Lab – Advertising | Basic | |
| 2g. ALL Forum – Canadian Compliance | Basic | |
| 2h. BD/IA Talk Group – Dual Registrants | Intermediate | |
| 3a. BD/IA – FinTech & Technology Governance (OPEN) | Basic | |
| 3b. IA/IC/PF – Reassessing Pricing and Valuation Models | Basic | |
| 3c. ALL – Basics of ERISA | Basic | |
| 3d. ALL – Supporting Women in Compliance | Basic | |
| 3e. BD Lab – Conducting a Mock Exam | Basic | |
| 3f. IA Lab – Conducting a Mock Exam | Basic | |
| 3g. BD Forum – Field Audit Program | Advanced | |
| 3h. MA Talk Group – Introduction to Municipal Advisors | Intermediate | |
| 4a. IA/IC/PF – Enforcement Issues (OPEN) | Advanced | |
| 4b. ALL – Anti-Money Laundering and Fraud | Intermediate | |
| 4c. ALL – Evolving Standards of Care | Intermediate | |
| 4d. ALL – FinTech & RegTech Innovations | Intermediate | |
| 4e. ALL Lab – Regulatory Exams: Best Preparation | Intermediate | |
| 4f. BD Lab – When is an Advertisement Deemed to be Misleading? | Intermediate | |
| 4g. IC Forum – Investment Companies Issues | Intermediate | |
| 4h. ALL Talk Group – Women in Compliance | Intermediate | |
| 5a. BD – Enforcement Issues (OPEN) | Intermediate | |
| 5b. ALL – ERISA: Now and into the Future | Intermediate | |
| 5c. IA – Compliance Passport: Perspective Beyond the U.S. Borders | Intermediate | |
| 5d. ALL – Integrating Behavioral Ethical Standards with Compliance Programs | Intermediate | |
| 5e. BD/MA Lab – Records Management | Intermediate | |
| 5f. ALL Lab – Testing the Written Policies & Procedures Lab | Intermediate | |
| 5g. BD/MA Forum – Best Practices for Adapting to Regulatory Notices | Intermediate | |
| 5h. Public Pension Funds Talk Group | Intermediate | |
| 6a. BD – FINRA Qualification Examination Program & Continuing Education (OPEN) | Intermediate | |
| 6b. ALL – Integrating and Adapting to Corporate Changes | Intermediate | |
| 6c. ALL – Ahead of the Curve Compliance: Blockchain & Digital Assets | Intermediate | |
| 6d. ALL – Cybersecurity for Small to Mid-size Firms | Intermediate | |
| 6e. BD/MA Lab – Risk Identification & Creating a Risk Matrix | Intermediate | |
| 6f. IA Lab – Financial Forensics | Intermediate | |
| 6g. IA/IC/PF Forum – Trading Compliance Issues | Intermediate | |
| 6h. IA Talk Group – Global Advisers | Intermediate | |
| 7a. BD/IA – Managing Dual Registrant Requirements | Intermediate | |