860-672-0843
|
membership@nscp.org
NSCP.ORG
Toggle navigation
Agenda
Speakers
Sponsors
Fees & Register
FAQ’s
Payment & Cancellation Terms
Continuing Ed
Event Policies
Contact
Join the NSCP Mailing List
Become a 2020 Sponsor or Exhibitor
Download contract
View Floor Map
Become an NSCP National Conference Sponsor
Primary Contact Details
First Name
Last Name
Email
Phone
Company
Secondary Contact Details
First Name
Last Name
Email
Phone
Select Opportunities
2020 Opportunities for Sponsoring
MemberALLY Premium Sponsorship
"Ask an Expert" Chat Room Sponsorship
Select MemberALLY Sponsorship Level
Please select...
Platinum Level MemberALLY
Gold Level MemberALLY
Silver Level MemberALLY
Select Benefits
These sessions are no longer available:
Select up to 12 Sessions to Match
Please select...
1a. IA/IC - Regulatory Review
1b. BD - Creating Effective Oversight Structures for Broker-Dealers
1c. PF - Legal and Compliance Issues for Private Fund Structures
1d. ALL - Managing Your Code of Ethics
1e. BD/IA - Protecting Vulnerable Adults
1f. ALL - Canadian Compliance
2a. PF - Regulatory Review
2b. IC - Navigating Your Mutual Fund Compliance Program
2c. ALL - The Roles of Compliance During Corporate Change
2d. BD - Annual Testing & Review of Business
2e. ALL - Cultural Intelligence and Bias
2f. BD - Field Audit Program
3a. BD - Regulatory Review
3b. IA/PF - Understanding the SEC's Proposed Advertising Rules
3c. ALL - Data Privacy Regulations and Trends
3d. ALL - Diversity & Inclusion Considerations for Compliance
3e. ALL - Locating and Remediating Cybersecurity Issues
3f. IA/IC - Exchange-Traded Products
4a. ALL - Insider Trading Regulatory Perspectives
4b. BD/IA - Marketing & Providing Services to Clients Outside the U.S.
4c. ALL - Essential Issues Impacting Retirement Accounts
4d. ALL - Financial Forensics Lab
4e. IA - Evolving Custody Responsibilities Lab
4f. MA - Municipal Advisor Forum
5a. BD - Enforcement Issues
5b. IA - Creating Effective Oversight Structures for Investment Advisers
5c. ALL - FinTech & RegTech Innovations
5d. ALL - When Legal & Ethical Considerations Collide
5e. ALL - Performing Robust Testing of Policies & Procedures Lab
5f. IA/IC/PF - Pricing and Valuation Models Lab
6a. MA - Regulatory Review
6b. BD/IA - State Fiduciary and Best Interest Regulations
6c. ALL - Current Issues in Cybersecurity
6d. ALL - Third Party Governance
6e. ALL - Effective Written and Oral Business Communications
6f. IA/IC/PF - Trading Compliance Issues
7a. IA - Compliance Passport: Perspective Beyond the U.S. Borders (Advanced)
7b. ALL - FCPA and Other Fraud Concerns
7c. ALL - Expanding the Table: Advancing Women in Compliance
7d. ALL - Ethics of Technology
7e. BD/MA - Regulatory Exams: Best Preparation
7f. BD/IA - Small Firm Application of Reg BI
8a. IA/IC/PF - Enforcement Issues
8b. ALL - Standards of Care
8c. ALL - Preparation for Disasters, Pandemics and Other Unexpected Events
8d. ALL - Artificial Intelligence and Crowdsourcing
8e. ALL - Practical Solutions for Small Firms
8f. BD/MA - Bank Affiliates Forum
9a. BD/IA - Institutional Conflicts of Interest
9b. IA - Beware: State Rules May Impact Federally Registered Firms
9c. ALL - Fundamentals of Anti-Money Laundering
9d. PF - Adviser Act Compliance for PF Managers: Beyond Theory, Into Practice
9e. BD - Trade and Ownership Reporting Requirements
10a. BD/IA - The Cannabis Compliance Conundrum
10b. ALL - Non-Traditional Alternative Investments
10c. ALL - Building a Strong Culture of Compliance & Ethics
10d. ALL - Internal Risks: Due Diligence Processes
10e. IA/IC/PF - Regulatory Exams: Best Preparation
11a. ALL - Small Firm Decisions: Outsource or Automate?
11b. Compliance's Role in ESG Investing and Corporate Engagement
11c. BD/MA - Advertising in an Effective and Compliant Manner
11d. IA/IC/PF - Annual Testing & Review of Business
11e. ALL - Identifying Critical Risks and Assessing Your Risk Matrix
12a. BD/IA - Lessons Learned from Implementing Reg BI
12b. ALL - The Impact of Digital Assets on Your Compliance Program
12c. PF - Annual Testing and Review of Business
12d. ALL - Implementing a Compliance Calendar
12e. IC - Investment Company Issues and Trends
Please select your top 12 choices by holding down the CTRL key. Your final sessions are dependant upon your selected package, full payment and the order in which both are fully met.
These pages are no longer available:
NSCP Members page -
https://community.nscp.org/members
Which Page(s)?
Please select...
NSCP About CSCP page -https://nscp.org/about-cscp/
NSCP About Us page -https://nscp.org/about-us/
NSCP All Recent Posts page - https://community.nscp.org/browse/allrecentposts
NSCP Become a Member page -https://nscp.org/become-a-member-lookup-your-firm/
NSCP Board of Directors page -https://nscp.org/board-of-directors/
NSCP Blog page - https://nscp.org/category/blog/
NSCP Calendar page -https://community.nscp.org/events/calendar
NSCP Contact US page - https://nscp.org/contact-us/
NSCP Currents page - https://nscp.org/nscp-currents/
NSCP Directorry page - https://nscp.org/directory/
NSCP 2020 Events page -https://nscp.org/2020-events/
NSCP Group Membership Levels page - https://nscp.org/group-membership-levels/
NSCP Jobline page - https://nscp.org/nscp-jobline/
NSCP Members page -https://community.nscp.org/members
NSCP Mentoring page -https://community.nscp.org/mentoring
NSCP My Communities page -https://community.nscp.org/communities/mycommunities
NSCP Membership page - https://nscp.org/membership/
NSCP Membership Benefits page - https://nscp.org/membership-benefits/
NSCP Membervoice page - https://nscp.org/membervoice/
NSCP Our Structure page - https://nscp.org/our-structure/
NSCP Resources Page - https://nscp.org/resources/
NSCP Roundtables page - https://nscp.org/roundtables/
NSCP Staff page - https://nscp.org/staff/
NSCP Webinars https://nscp.org/webinars/
NSCP Volunteerhttps://nscp.org/volunteer-home/
Please select your top 6 choices by holding down the CTRL key. Your final pages are dependant upon your selected package, full payment and the order in which both are fully met.
Complete Order
Total Due
$
Contact NSCP
‹
›
×
Join the NSCP Mailing List
First Name
Last Name
Email
x
